AIMA

The Alternative Investment Management Association

Alternative Investment Management Association Representing the global hedge fund industry

Q4 2013

Issue 97

 

EDITORIAL - ‘It has been a privilege and honour to serve the industry’

Andrew Baker, CEO | AIMA | Issue 97

AIMA's out-going CEO, Andrew Baker, pens his final column for the AIMA Journal


Anti-money laundering and anti-bribery and corruption systems and controls in the alternative investment management sector

Scott Geddes, Senior Manager, and Sandrine Frison, CFA, Senior Manager | Deloitte | Issue 97


Cayman's proposed new fund governance regime

By Peter Cockhill, Investment Funds Partner | Ogier Cayman | Issue 97


Conflicts of interest at the fund level: investor survey shows allocators expect more

By Aymeric Lechartier, Managing Director | Carne | Issue 97


Convergence reigns, competition heightens: Nine key considerations for European managers approaching the US market

Ross Ellis, Vice President | SEI | Issue 97


Depositaries, quo vadis? Nowhere it seems!

Dr. Marina Grech, Associate | Ganado Advocates | Issue 97


Derivatives reporting comes to Europe

By Sandy Broderick, CEO | DTCC Deriv/SERV | Issue 97


Do operational due diligence service providers need industry standards?

By Richard Szwagrzak, CFA, CFO/COO | Trafalgar Capital Management (UK) LLP | Issue 97


EU law developments on VAT for investment managers

Andrew Quinn, Partner and Head of Tax; and William Fogarty, Partner | Maples and Calder | Issue 97


Get ready to implement Hong Kong electronic trading rules

By Scott Carnachan, Consultant | Deacons | Issue 97


Hedge fund COOs rise to new regulatory hurdles

| Deutsche Bank | Issue 97


How to run offshore management companies and funds with substance and corporate governance

Jerome Lussan, CEO | Laven Partners | Issue 97


Now in its 11th year, the CAIA Association empowers partners and members to raise the standard in alternative investment education worldwide

Florence Lombard, CEO | CAIA Association | Issue 97


QDLP: New market for hedge fund managers

By Kenny Lam, Tax Partner | PwC Shanghai | Issue 97


RQFII – the new Silk Road to China

Duke Du Jinsong, Managing Director, BOC Internatonal; and Fanny Wong, Head of Custody of Bank of China (Hong Kong) Limited | | Issue 97


Skilled persons reports in the asset management sector

By Tim Boyce, Partner, Financial Markets Litigation; and Lisa Wilkinson, Associate, Financial Markets Litigation | Simmons & Simmons | Issue 97


Some thoughts on a decade of due diligence

By David Woodhouse, Operational Due Diligence | Permal Investment Management Services Limited | Issue 97


The fixed income securities market - an overlooked giant?

Stefan Sluke, Portfolio Manager | Man Systematic Strategies | Issue 97


When is a U.S. Person not a U.S. Person?

Stuart Somer, Director | Complyport (HK) Limited | Issue 97

Journal Q4 cover new

Click on the thumbnail above to
download a pdf of the magazine

Main Menu

  1. Home
  2. About
    1. Our Core Objectives
    2. AIMA's Policy Principles
    3. Meet the team
    4. AIMA Council
    5. Global Network
    6. Sponsoring Members
    7. Global Partners
    8. FAQs
    9. Opportunities at AIMA
  3. Join AIMA
    1. Benefits of Membership
    2. Membership Fees
    3. Application form
  4. Members
    1. AIMA Annual Reports
    2. AIMA Governance
    3. AIMA Logo
      1. Policy note
    4. AIMA Members' List
    5. AIMA Review of the Year
    6. Committees and Working Groups
    7. Weekly News
    8. Update Profile
  5. Investors
    1. AIMA Investor Services
    2. AIMA Members' List
    3. Investor Steering Committee
    4. Update Profile
  6. Regulation
    1. AIMA's Policy Principles
    2. Asset Management Regulation
      1. EU Asset Management Regulation
        1. AIFMD
        2. European Capital Markets Regulation
        3. MiFID / MiFIR
        4. UCITS
          1. ETFs and Structured UCITS
        5. Venture Capital
        6. Shareholder Rights Directive
      2. US Hedge Fund Adviser Regulations
        1. Registration and Reporting
        2. Incentive-Based Compensation
        3. JOBS Act
      3. Asia Pacific Asset Management regulation
      4. Other Jurisdictions’ Asset Management Regulation
      5. Regulation of NBFCs / SIFIS
      6. Supervision
        1. UK regulatory reform
        2. European Supervisory Authorities
        3. US Self-Regulatory Organisations
      7. Remuneration
        1. UK
        2. US
        3. CRD IV and CRR
        4. AIFMD
        5. MiFID
      8. Shadow Banking
      9. Volcker Rule
      10. Other
    3. Markets Regulation
      1. Bank/Capital Regulation
        1. Capital Requirements Directive
        2. EU Bank Structural Reforms
      2. Derivatives/Clearing
        1. EMIR
        2. MiFID / MiFIR
        3. MAD / MAR
        4. Dodd-Frank Act Title VII
        5. Hong Kong
        6. IOSCO
        7. Singapore
      3. High Frequency Trading
        1. ESMA Guidelines
        2. MiFID / MiFIR
        3. MAD / MAR
        4. Flash Crash
        5. IOSCO
        6. Germany
        7. CFTC Automated Trading
      4. Insurance Regulation
        1. Solvency II
      5. Market Abuse
        1. MAD / MAR
        2. Indices as Benchmarks
      6. Position Limits
        1. MiFID / MiFIR
        2. CFTC Position Limits
      7. Resolution of Financial Institutions
        1. Europe
          1. EU Bank Recovery and Resolution Directive
          2. EU Non-Bank Recovery and Resolution
        2. CPSS-IOSCO
        3. Financial Stability Board
        4. UK
        5. USA
      8. Short Selling
        1. EU Short Selling Regulation
        2. Hong Kong Short Selling Regulation
        3. US Short Selling Regulation
        4. Short Selling Bans
      9. Securities Settlement
      10. Shadow Banking
        1. International Shadow Banking
        2. EU Shadow Banking
      11. Trading
        1. MiFID / MiFIR
        2. Dodd-Frank Act
    4. Tax Affairs
      1. EU Savings Directive
      2. FAIFs and FINROFs
      3. FATCA
      4. FIN 48 and IAS 12
      5. Financial Transaction Tax
      6. Investment Manager Exemption
      7. UK Offshore Funds Regime
      8. Other
    5. Search
    6. Resources
      1. Guidance Notes
      2. Jurisdictional Guides
      3. Noticeboard
        1. BEPS
        2. Dealing Commission
        3. Derivatives
        4. FATCA
        5. FTT
        6. High Frequency Trading
        7. MiFID / MiFIR
        8. Other Hot Asset Management Topics
        9. Other Hot Markets Topics
        10. Position Limits
        11. Trading
        12. UK Partnership Tax Review
        13. Volcker Rule
      4. Hedge Fund Manager Training
      5. Quarterly Regulatory Update
      6. Webinar Programme
      7. Regulatory Compliance Association
        1. About the Regulatory Compliance Association
        2. RCA Curricula and initiatives for alternative investment firms
        3. Meet the regulators and Sr. Fellows
  7. Education
    1. AIMA Journal
      1. Recent issues
      2. Search AIMA Journal articles
      3. AIMA Journal Archive
    2. The Extra Mile: Partnerships between Hedge Funds and Investors
    3. 'Apples and apples' - How to better understand hedge fund performance
    4. AIMA/KPMG reports on state of global hedge fund industry
    5. Roadmap to Hedge Funds
    6. ‘Capital Markets and Economic Growth – Long-Term Trends and Policy Challenges'
    7. Guides for institutional investment
    8. Industry-standard DDQs
    9. Sound Practices
    10. Industry Guides
    11. CAIA
      1. FAI
    12. Regulatory Compliance Association
      1. About the Regulatory Compliance Association
      2. RCA Curricula and initiatives for alternative investment firms
      3. Meet the regulators and Sr. Fellows
    13. Services to Start-up Managers
    14. Useful Websites
    15. 'The Alternative Answer'
    16. Glossary
    17. AIMA's Investor Steering Committee Paper
  8. Events
    1. AIMA Events
    2. AIMA webinars
    3. Industry events
  9. Media
    1. Press Releases & Statements
    2. AIMA's blog
    3. Media Coverage
      1. Articles by AIMA
        1. Archive
      2. AIMA in the news
      3. Video interviews
      4. Industry news
    4. Media Contacts
    5. Press Materials