AIMA

The Alternative Investment Management Association

Alternative Investment Management Association

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Regulation of NBFCs / SIFIS

The Dodd-Frank Act authorises the Financial Stability Oversight Council to designate certain nonbank financial companies (NBFCs) as systemically important financial institutions (SIFIs) which would be subject to heightened prudential standards and to supervision and enforcement actions by the Federal Reserve Board.

Consultation documents  

Board of Governors of the Federal Reserve System - Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (January 2012)

FSOC - Proposed Notice of Rulemaking - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies  (October 2011)

FSOC - Proposed Notice of Rulemaking - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (January 2011)

FSOC - Advance Notice of Proposed Rulemaking - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies Advance Notice of Proposed Rulemaking (October 2010)

AIMA documents

Response - Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (April 2012)

Response - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (December 2011)

Response - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (February 2011)

Response - Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies (November 2010)

Final Rules

FSOC - Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies

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