AIMA

The Alternative Investment Management Association

Alternative Investment Management Association Representing the global hedge fund industry

CRD IV and CRR

On 16 April 2013, the European Parliament approved the text of the directive on the access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms (‘CRD IV’) and the regulation on prudential requirements for credit institutions and investment firms (the ‘CRR’), which together we refer to as the CRD IV legislation (the ‘CRD IV legislation’). As well as reflecting the Basel III capital proposals, the CRD IV legislation also includes new proposals on sanctions for non-compliance with prudential rules, as well as corporate governance and remuneration requirements.


Legislation

Capital Requirements Directive (June 2013)

Capital Requirements Regulation (June 2013)

Consultation documents

FCA consultation: CRD IV for Investment Firms 2 - Implementation (October 2013)

FCA consultation - CRD IV for Investment Firms (July 2013)

EBA consultation - Draft Regulatory Technical Standards on criteria to identify categories of staff whose professional activities have a material impact on an institution's risk profile under Article 90(2) of the proposed Capital Requirements Directive (May 2013)

AIMA documents

Summary - Categorisation of investment firms under the FCA's proposal to implement the CRD IV legislation (April 2014) 

Summary for Members - Types of Investment Firms Update (October 2013)

Response - Draft Regulatory Technical Standards on criteria to identify categories of staff whose professional activities have a material impact on an institution's risk profile under Article 90(2) of the proposed Capital Requirements Directive (August 2013)

Summary - Remuneration under CRD IV and CRR (April 2013)

 

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  1. AIMA's Policy Principles
  2. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
      2. European Capital Markets Regulation
      3. MiFID / MiFIR
      4. UCITS
        1. ETFs and Structured UCITS
      5. Venture Capital
    2. US Hedge Fund Adviser Regulations
      1. Registration and Reporting
      2. Incentive-Based Compensation
      3. JOBS Act
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
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      1. UK regulatory reform
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      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
      6. Germany
      7. CFTC Automated Trading
    4. Insurance Regulation
      1. Solvency II
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      2. Indices as Benchmarks
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  4. Tax Affairs
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    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
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    2. Jurisdictional Guides
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      1. FATCA
      2. Other Hot Asset Management Topics
      3. Other Hot Markets Topics
      4. UK Partnership Tax Review
      5. Volcker Rule
    4. Hedge Fund Manager Training
    5. Quarterly Regulatory Update
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