AIMA

The Alternative Investment Management Association

Alternative Investment Management Association

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Regulation

AIMA’s Government and Regulatory Affairs Department aims to represent the voice of the hedge fund industry to policy makers, legislators and regulatory authorities around the world.  The team, drawing on the expertise and diversity of AIMA’s membership, engages proactively and constructively in shaping the global financial markets reform debate. We aim to promote the best interests of the industry and to enhance understanding of alternative investments. AIMA’s Government and Regulatory Affairs Department invests its time in direct contact and advocacy with key governments and authorities, responding to proposed legislation and consultations. We regularly host events and briefing sessions aimed specifically at policymakers to ensure that AIMA's voice is heard.

We also strive to keep members abreast of relevant developments which might affect their business. We do this by various means, including by:

  • summarising important legislation and regulatory developments from across the world;
  • producing guidance notes for our members on a variety of topics;
  • displaying member firms’ client alerts on specific hot topics; and 
  • providing links to the more important open consultations on matters relating to hedge funds.

AIMA seeks to maintain good relations with regulatory, fiscal and government authorities around the world and now has over 900 regulatory and policy contacts at more than 200 different authorities, to whom all AIMA educational material, responses, summaries and Guidance Notes are sent free of charge.

The Department is headed by Jiri Krol and is composed of three teams which are dedicated to Asset Management, Markets Regulation and Tax Affairs

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      7. Remuneration
        1. UK
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      8. Shadow Banking
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    2. Markets Regulation
      1. Bank/Capital Regulation
        1. Capital Requirements Directive
      2. Derivatives/Clearing
        1. EMIR
        2. MiFID / MiFIR
        3. MAD / MAR
        4. Dodd-Frank Act Title VII
        5. Hong Kong
        6. IOSCO
      3. High Frequency Trading
        1. ESMA Guidelines
        2. MiFID / MiFIR
        3. MAD / MAR
        4. Flash Crash
        5. IOSCO
      4. Insurance Regulation
        1. Solvency II
      5. Market Abuse
        1. MAD / MAR
      6. Position Limits
        1. MiFID / MiFIR
        2. CFTC
      7. Resolution of Financial Institutions
      8. Short Selling
        1. EU Short Selling Regulation
        2. Hong Kong Short Sellling Regulation
        3. US Short Selling Regulation
        4. Short Selling Bans
      9. Trading
        1. MiFID / MiFIR
        2. Dodd-Frank Act
    3. Tax Affairs
      1. EU Savings Directive
      2. FAIFs and FINROFs
      3. FATCA
      4. FIN 48 and IAS 12
      5. Financial Transaction Tax
      6. Investment Manager Exemption
      7. UK Offshore Funds Regime
      8. Other
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    5. Resources
      1. Noticeboard
        1. Bribery Act
        2. EU Directive on Alternative Investment Fund Managers
        3. EU Directive on Alternative Investment Fund Managers - Level II
        4. EU Directive on Markets in Financial Instruments (MiFID)
        5. FATCA
        6. FTT
        7. FSA Remuneration Code
        8. General
        9. Market Abuse Directive
        10. MF Global
        11. Securities Law Directive
        12. Short Selling
        13. UK Stewardship Code
        14. US Dodd-Frank Wall Street Reform and Consumer Protection Act
      2. Guidance Notes
      3. Quarterly Regulatory Update
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    12. AIMA's Investor Steering Committee Paper
  8. Events
    1. AIMA Events
    2. Industry Events
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    1. AIMA in the News
      1. Published articles
      2. Radio interviews
      3. Television interviews
    2. Press Releases & Statements
    3. Media Contacts
    4. Press Materials

Sub Menu

  1. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
        1. AIFMD Archive
          1. AIMA Documents
          2. Official Papers
          3. Expert Opinions
          4. Directive Press
          5. Quotes
      2. UCITS
        1. ETFs and Structured UCITS
      3. Venture Capital
      4. MiFID / MiFIR
    2. US Hedge Fund Regulation
      1. Registration and Reporting
      2. Incentive-Based Compensation
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
    6. Supervision
      1. UK regulatory reform
      2. European Supervisory Authorities
      3. US Self-Regulatory Organisations
    7. Remuneration
      1. UK
      2. US
      3. AIFMD
    8. Shadow Banking
    9. Volcker Rule
    10. Other
  2. Markets Regulation
    1. Bank/Capital Regulation
      1. Capital Requirements Directive
    2. Derivatives/Clearing
      1. EMIR
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Dodd-Frank Act Title VII
      5. Hong Kong
      6. IOSCO
    3. High Frequency Trading
      1. ESMA Guidelines
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
    4. Insurance Regulation
      1. Solvency II
    5. Market Abuse
      1. MAD / MAR
    6. Position Limits
      1. MiFID / MiFIR
      2. CFTC
    7. Resolution of Financial Institutions
    8. Short Selling
      1. EU Short Selling Regulation
      2. Hong Kong Short Sellling Regulation
      3. US Short Selling Regulation
      4. Short Selling Bans
    9. Trading
      1. MiFID / MiFIR
      2. Dodd-Frank Act
  3. Tax Affairs
    1. EU Savings Directive
    2. FAIFs and FINROFs
    3. FATCA
    4. FIN 48 and IAS 12
    5. Financial Transaction Tax
    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
  4. Search
  5. Resources
    1. Noticeboard
      1. Bribery Act
      2. EU Directive on Alternative Investment Fund Managers
      3. EU Directive on Alternative Investment Fund Managers - Level II
      4. EU Directive on Markets in Financial Instruments (MiFID)
      5. FATCA
      6. FTT
      7. FSA Remuneration Code
      8. General
      9. Market Abuse Directive
      10. MF Global
      11. Securities Law Directive
      12. Short Selling
      13. UK Stewardship Code
      14. US Dodd-Frank Wall Street Reform and Consumer Protection Act
    2. Guidance Notes
    3. Quarterly Regulatory Update
 
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