AIMA

The Alternative Investment Management Association

Alternative Investment Management Association

SSR Level 1 - Consultations, legislative process and releated AIMA documents

 

Consultation process

Consultations

AIMA Summaries

AIMA Responses

European Commission Public Consultation on Short Selling (June 2010)

Summary of the European Commission's Consultation on Short Selling (June 2010)

Response to the European Commission's Public Consultation on Short Selling (July 2010)

 

CESR Report - Technical details of the pan-European short selling disclosure regime (May 2010)

 

    

CESR Feedback Statement - Final proposal for a pan-European short selling regime (March 2010)

 

    

CESR Final Report - CESR model for a Pan-European Short Selling Disclosure Regime (March 2010)

 

Summary of CESR's Report - Model for a Pan-European Short Selling Regime(March 2010)

  

CESR Consultation Paper - Proposal for a Pan-European Short Selling Disclosure Regime (July 2009)

Summary of CESR's Proposal for a pan-European Short Selling Disclosure Regime(July 2009)

Response to CESR's consultation - Proposal for a Pan-European Short Selling Disclosure Regime(September 2009)

 

CESR Call For Evidence on a Regulation for Short Selling by CESR Members(December 2008)

 

    

 

 

 

Legislative development

Texts

 AIMA Summaries

Other AIMA Documents
   

Note on European Commission's draft Proposal for a Regulation on Short Selling and certain aspects of Credit Default Swaps(May 2011)

 

European Commission Proposal for a Regulation on Short Selling and Certain Aspects of Credit Default Swaps (September 2010)

Summary of the European Commission's Proposal for a Regulation on Short Selling and Credit Default Swaps (September 2010)

Position Paper on the European Commission’s Proposal for a Regulation on Short Selling and certain aspects of Credit Default Swaps(December 2010)

 

 

Main Menu

Sub Menu

  1. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
      2. UCITS
        1. ETFs and Structured UCITS
      3. Venture Capital
      4. MiFID / MiFIR
    2. US Hedge Fund Adviser Regulations
      1. Registration and Reporting
      2. Incentive-Based Compensation
      3. JOBS Act
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
    6. Supervision
      1. UK regulatory reform
      2. European Supervisory Authorities
      3. US Self-Regulatory Organisations
    7. Remuneration
      1. UK
      2. US
      3. MiFID
      4. AIFMD
    8. Shadow Banking
    9. Volcker Rule
    10. Other
  2. Markets Regulation
    1. Bank/Capital Regulation
      1. Capital Requirements Directive
    2. Derivatives/Clearing
      1. EMIR
        1. EMIR Level 1
        2. EMIR Level 2
        3. EMIR UK Implementation
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Dodd-Frank Act Title VII
      5. Hong Kong
      6. IOSCO
      7. Singapore
    3. High Frequency Trading
      1. ESMA Guidelines
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
      6. Germany
    4. Insurance Regulation
      1. Solvency II
    5. Market Abuse
      1. MAD / MAR
      2. Indices as Benchmarks
    6. Position Limits
      1. MiFID / MiFIR
      2. CFTC Position Limits
    7. Resolution of Financial Institutions
      1. CPSS-IOSCO
      2. Financial Stability Board
      3. Europe
      4. UK
      5. USA
    8. Short Selling
      1. EU Short Selling Regulation
      2. Hong Kong Short Selling Regulation
      3. US Short Selling Regulation
      4. Short Selling Bans
    9. Securities Settlement
    10. Trading
      1. MiFID / MiFIR
        1. MiFIDII MiFIR Level 1 Consultations, legislative process and related AIMA documents
      2. Dodd-Frank Act
  3. Tax Affairs
    1. EU Savings Directive
    2. FAIFs and FINROFs
    3. FATCA
    4. FIN 48 and IAS 12
    5. Financial Transaction Tax
    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
  4. Search
  5. Resources
    1. Noticeboard
      1. Bribery Act
      2. Client Assets Regime
      3. Conflicts of Interest - UK
      4. Dodd-Frank Act - Fund Manager Registration and Reporting
      5. Dodd-Frank Act - Swaps and OTC Derivatives
      6. Dodd-Frank Act - Volcker Rule
      7. EMIR - Regulation on OTC Derivatives, CCPs and Trade Repositories
      8. EU Directive on Alternative Investment Fund Managers
      9. EU Directive on Alternative Investment Fund Managers - Level II
      10. EU Short Selling Regulation
      11. FATCA
      12. FTT
      13. FSA Remuneration Code
      14. General
      15. MADII / MAR - Market Abuse Directive
      16. MiFIDII / MiFIR - Markets in Financial Instruments Directive
      17. Other Tax Issues
      18. Securities Law Directive
      19. Shadow Banking
      20. Singapore Asset Management Regime
      21. Solvency II
      22. Swiss Collective Investment Schemes Act
      23. UCITS and ETFs
      24. UK Stewardship Code
      25. US Short Selling Regime
    2. Guidance Notes
    3. Quarterly Regulatory Update
 
Sponsoring members of AIMA
  • CME Group
  • Deutsche Bank Global Prime Finance
  • Ernst & Young
  • Fauchier Partners
  • Man Investments
  • SEI
  • Simmons & Simmons