AIMA

The Alternative Investment Management Association

Alternative Investment Management Association Representing the global hedge fund industry

MiFIDII MiFIR Level 1 Consultations, legislative process and related AIMA documents

 

Official Documents

AIMA documents

ECON Rapporteur's Draft Report on MiFIR(March 2012)

ECON Rapporteur's Draft Report on MiFID(March 2012)

 
 

AIMA response to the Rapporteur's Questionnaire on MiFID 2 and MiFIR (January 2012)

European Commission Proposal for a Directive on markets in financial instruments repealing Directive 2004/39/EC (October 2011)

European Commission Proposal for a Regulation on markets in financial instruments (October 2011)

 

AIMA position paper on MiFIDII/R (January 2012)

 

European Commission Public Consultation Review of the Markets in Financial Instruments Directive (MiFID)(December 2010)

AIMA response to the European Commission Public Consultation ‘Review of the Markets in Financial Instruments Directive (February 2011)

CESR Final Report - Standardisation and Organised Platform Trading of OTC Derivatives (October 2010)

CESR Consultation Paper - Standardisation and exchange trading of OTC Derivatives (July 2010)

AIMA response to the CESR Consultations on Standardisation and Exchange trading, and Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations (August 2010)

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (October 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (July 2010)

AIMA response to the CESR Consultations on CESR Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (August 2010)

   

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Equity Markets(July 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets(April 2010)

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: equity markets (May 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review – Investor Protection and Intermediaries (April 2010)

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: Investor protection and Intermediaries (May 2010)

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Transaction Reporting (July 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review: Transaction Reporting (April 2010)

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: Transaction Reporting(May 2010)

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Sub Menu

  1. AIMA's Policy Principles
  2. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
      2. European Capital Markets Regulation
      3. MiFID / MiFIR
      4. UCITS
        1. ETFs and Structured UCITS
      5. Venture Capital
      6. Shareholder Rights Directive
    2. US Hedge Fund Adviser Regulations
      1. Registration and Reporting
      2. Incentive-Based Compensation
      3. JOBS Act
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
    6. Supervision
      1. UK regulatory reform
      2. European Supervisory Authorities
      3. US Self-Regulatory Organisations
    7. Remuneration
      1. UK
      2. US
      3. CRD IV and CRR
      4. AIFMD
      5. MiFID
    8. Shadow Banking
    9. Volcker Rule
    10. Other
  3. Markets Regulation
    1. Bank/Capital Regulation
      1. Capital Requirements Directive
      2. EU Bank Structural Reforms
    2. Derivatives/Clearing
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        4. ESMA technical advice on equivalence
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Dodd-Frank Act Title VII
      5. Hong Kong
      6. IOSCO
      7. Singapore
    3. High Frequency Trading
      1. ESMA Guidelines
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
      6. Germany
      7. CFTC Automated Trading
    4. Insurance Regulation
      1. Solvency II
    5. Market Abuse
      1. MAD / MAR
      2. Indices as Benchmarks
    6. Position Limits
      1. MiFID / MiFIR
      2. CFTC Position Limits
    7. Resolution of Financial Institutions
      1. Europe
        1. EU Bank Recovery and Resolution Directive
        2. EU Non-Bank Recovery and Resolution
      2. CPSS-IOSCO
      3. Financial Stability Board
      4. UK
      5. USA
    8. Short Selling
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        1. SSR Docs
          1. SSR Level 1 - Consultations, legislative process and releated AIMA documents
          2. SSR Level 2 consultations, legislative process and related AIMA documents
          3. SSR Review
      2. Hong Kong Short Selling Regulation
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      4. Short Selling Bans
    9. Securities Settlement
    10. Shadow Banking
      1. International Shadow Banking
      2. EU Shadow Banking
    11. Trading
      1. MiFID / MiFIR
      2. Dodd-Frank Act
  4. Tax Affairs
    1. EU Savings Directive
    2. FAIFs and FINROFs
    3. FATCA
    4. FIN 48 and IAS 12
    5. Financial Transaction Tax
    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
  5. Search
  6. Resources
    1. Guidance Notes
    2. Jurisdictional Guides
    3. Noticeboard
      1. BEPS
      2. Dealing Commission
      3. Derivatives
      4. FATCA
      5. FTT
      6. High Frequency Trading
      7. MiFID / MiFIR
      8. Other Hot Asset Management Topics
      9. Other Hot Markets Topics
      10. Position Limits
      11. Trading
      12. UK Partnership Tax Review
      13. Volcker Rule
    4. Hedge Fund Manager Training
    5. Quarterly Regulatory Update
    6. Webinar Programme
    7. Regulatory Compliance Association
      1. About the Regulatory Compliance Association
      2. RCA Curricula and initiatives for alternative investment firms
      3. Meet the regulators and Sr. Fellows