AIMA

The Alternative Investment Management Association

Alternative Investment Management Association

MiFIDII MiFIR Level 1 Consultations, legislative process and related AIMA documents

Consultation process

 

Consultations

AIMA Summaries

AIMA Responses
   

AIMA response to the Rapporteur's Questionnaire on MiFID 2 and MiFIR (January 2012)

European Commission Public Consultation Review of the Markets in Financial Instruments Directive (MiFID) (December 2010)

  

AIMA response to the European Commission Public Consultation ‘Review of the Markets in Financial Instruments Directive (February 2011)

CESR Feedback Statement on Technical Advice to the European Commission in the context of the MiFID Review - Standardisation and Organised Platform Trading of OTC Derivatives (December 2010)

CESR Final Report - Standardisation and Organised Platform Trading of OTC Derivatives (October 2010)

CESR Consultation Paper - Standardisation and exchange trading of OTC Derivatives (July 2010)

  

AIMA response to the CESR Consultations on Standardisation and Exchange trading, and Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations (August 2010)

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (October 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (July 2010)

  

AIMA response to the CESR Consultations on CESR Technical Advice to the European Commission in the context of the MiFID Review: Client Categorisation (August 2010)

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Non-equity Markets Transparency (July 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency (May 2010)

    

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Equity Markets - Post-trade Transparency Standards (October 2010)

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Equity Markets (July 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets (April 2010)

  

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: equity markets (May 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review – Investor Protection and Intermediaries (April 2010)

    

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: Investor protection and Intermediaries (May 2010)

CESR Call for Evidence - Micro-structural issues of the European equity markets (April 2010)

    

CESR Final Report - Technical Advice to the European Commission in the context of the MiFID Review: Transaction Reporting (July 2010)

CESR Consultation Paper - Technical Advice to the European Commission in the Context of the MiFID Review: Transaction Reporting (April 2010)

  

AIMA response to the CESR Consultation on advice in the context of the MiFID Review: Transaction Reporting (May 2010)

CESR Call for Evidence: Review of the scope of the MiFID transaction reporting obligation (November 2008)

    

 

Legislative development

 

Texts

AIMA Summaries

Other AIMA Documents

ECON Rapporteur's Draft Report on MiFIR (March 2012)

ECON Rapporteur's Draft Report on MiFID (March 2012)

    

European Commission Proposal for a Directive on markets in financial instruments repealing Directive 2004/39/EC (October 2011)

European Commission Proposal for a Regulation on markets in financial instruments (October 2011)

  

AIMA Position Paper - Markets in Financial Instruments Directive (January 2012)

 

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Sub Menu

  1. Asset Management Regulation
    1. EU Asset Management Regulation
      1. AIFMD
      2. UCITS
        1. ETFs and Structured UCITS
      3. Venture Capital
      4. MiFID / MiFIR
    2. US Hedge Fund Adviser Regulations
      1. Registration and Reporting
      2. Incentive-Based Compensation
      3. JOBS Act
    3. Asia Pacific Asset Management regulation
    4. Other Jurisdictions’ Asset Management Regulation
    5. Regulation of NBFCs / SIFIS
    6. Supervision
      1. UK regulatory reform
      2. European Supervisory Authorities
      3. US Self-Regulatory Organisations
    7. Remuneration
      1. UK
      2. US
      3. MiFID
      4. AIFMD
    8. Shadow Banking
    9. Volcker Rule
    10. Other
  2. Markets Regulation
    1. Bank/Capital Regulation
      1. Capital Requirements Directive
    2. Derivatives/Clearing
      1. EMIR
        1. EMIR Level 1
        2. EMIR Level 2
        3. EMIR UK Implementation
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Dodd-Frank Act Title VII
      5. Hong Kong
      6. IOSCO
      7. Singapore
    3. High Frequency Trading
      1. ESMA Guidelines
      2. MiFID / MiFIR
      3. MAD / MAR
      4. Flash Crash
      5. IOSCO
      6. Germany
    4. Insurance Regulation
      1. Solvency II
    5. Market Abuse
      1. MAD / MAR
      2. Indices as Benchmarks
    6. Position Limits
      1. MiFID / MiFIR
      2. CFTC Position Limits
    7. Resolution of Financial Institutions
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    8. Short Selling
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        1. SSR Docs
          1. SSR Level 1 - Consultations, legislative process and releated AIMA documents
          2. SSR Level 2 consultations, legislative process and related AIMA documents
          3. SSR Review
      2. Hong Kong Short Selling Regulation
      3. US Short Selling Regulation
      4. Short Selling Bans
    9. Securities Settlement
    10. Trading
      1. MiFID / MiFIR
      2. Dodd-Frank Act
  3. Tax Affairs
    1. EU Savings Directive
    2. FAIFs and FINROFs
    3. FATCA
    4. FIN 48 and IAS 12
    5. Financial Transaction Tax
    6. Investment Manager Exemption
    7. UK Offshore Funds Regime
    8. Other
  4. Search
  5. Resources
    1. Noticeboard
      1. Bribery Act
      2. Client Assets Regime
      3. Conflicts of Interest - UK
      4. Dodd-Frank Act - Fund Manager Registration and Reporting
      5. Dodd-Frank Act - Swaps and OTC Derivatives
      6. Dodd-Frank Act - Volcker Rule
      7. EMIR - Regulation on OTC Derivatives, CCPs and Trade Repositories
      8. EU Directive on Alternative Investment Fund Managers
      9. EU Directive on Alternative Investment Fund Managers - Level II
      10. EU Short Selling Regulation
      11. FATCA
      12. FTT
      13. FSA Remuneration Code
      14. General
      15. MADII / MAR - Market Abuse Directive
      16. MiFIDII / MiFIR - Markets in Financial Instruments Directive
      17. Other Tax Issues
      18. Securities Law Directive
      19. Shadow Banking
      20. Singapore Asset Management Regime
      21. Solvency II
      22. Swiss Collective Investment Schemes Act
      23. UCITS and ETFs
      24. UK Stewardship Code
      25. US Short Selling Regime
    2. Guidance Notes
    3. Quarterly Regulatory Update
 
Sponsoring members of AIMA
  • CME Group
  • Deutsche Bank Global Prime Finance
  • Ernst & Young
  • Fauchier Partners
  • Man Investments
  • SEI
  • Simmons & Simmons