AIMA Hong Kong Managers Only Breakfast Seminar - SFC Inspections
In this session, Jane McBride, Partner & Head of the Deacons SFC Licensing, Compliance & Regulatory Team, will put the topic of ‘SFC inspections’ under the microscope.
Key topics to be covered will include:
- SFC hot topics
- What to expect from an SFC inspection
- Dos and Don’ts for SFC inspection interviews
- Common inspection breaches
- Typical inspection timetable
- How to handle the opening meeting
- Possible outcomes following the inspection
Speakers:
Jane McBride, Partner, Deacons
181023 AIMA HK Seminar - SFC Inspections (Deacons)
Please note this session was originally a Fund Manager Briefing session. If you had previously registered for the FMB, please register again here.
This session is for Managers only.
Sponsored by: