REGISTRATIONS FOR THIS EVENT HAVE NOW CLOSED.  SHOULD YOU HAVE ANY ENQUIRIES PLEASE EMAIL [email protected]

We invite you to our upcoming member education seminar with Mr Tom Atkinson, Executive Director, Enforcement, Securities and Futures Commission.

In focus will be the SFC's current regulatory approach and focus, as well as discussing international cooperation in talking cross boundary issues, followed by a Q&A session moderated by Mr Glenn Kennedy, Head of Trustee & Fiduciary Services - Asia Pacific, HSBC.

Speaker:

Tom Atkinson

Executive Director, Enforcement - SFC

Mr Atkinson is a member of the Securities and Futures Commission (SFC). He is also an Executive Director with responsibility for the Enforcement Division, which is responsible for the surveillance of the securities and futures markets to identify unacceptable conduct as well as for investigating statutory offences and breaches of the legislation enforced by the SFC, and disciplining licensed persons and initiating prosecutions where appropriate.

Moderator:

Glenn Kennedy

Head of Trustee & Fiduciary Services, Asia Pacific - HSBC 

Glenn Kennedy is Head of Trust and Fiduciary Services, Asia Pacific and CEO Designate for HSBC Institutional Fund Services (Asia) Limited (HTHK). HTHK acts as trustee for some of the largest investment funds, ETFs and hedge funds in Asia.



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