Hong Kong Fund Manager Briefing Session
OTC Derivatives Regime - An update for Hedge Fund Managers
On 20 December 2017, the Securities and Futures Commission launched a two-month consultation on proposals to refine the over-the-counter (OTC) derivatives regime and to require licensed corporations to properly manage financial exposures to connected persons.
This training session is looking to cover the following:
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Recap of the proposed licensing regime
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Scope of clearing and notification obligations and financial resources requirements
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SFC consultation paper of December 2017 on scope of OTC derivatives regime and proposed conduct requirements
Speakers:
Matt Feldmann - Partner
Francis Edwards - Partner
Rocky Mui - Senior Assoicate
PLEASE NOTE: This event is open to AIMA Manager Members only
Sponsored by: