Hong Kong Fund Manager Code of Conduct

UK

The revised Fund Manager Code of Conduct (FMCC) issued by the Securities and Futures Commission of Hong Kong (SFC) will come into effect on 17 November 2018. It is part of SFC's intention to strengthen Hong Kong's regulatory regime which requires SFC-licensed fund managers to put in place a system of policies, controls and disclosures. The FMCC will apply to all Hong Kong fund managers that manage or sub-manage a fund or discretionary account, including fund managers that are part of an international fund management group.

In this session, our speakers from Clifford Chance's Hong Kong office will discuss the key points to consider in connection with the FMCC, how and in which aspects it is relevant to alternative investment managers with presence in Hong Kong, and the practical steps for implementation. 

 

Speakers:

Matthias Feldmann, Partner, Clifford Chance

Rocky Mui, Consultant, Clifford Chance

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