In this session, Jane McBride, Partner & Head of the Deacons SFC Licensing, Compliance & Regulatory Team, will put the topic of ‘SFC inspections’ under the microscope.

Key topics to be covered will include:

1. SFC hot topics
2. What to expect from an SFC inspection
3. Dos and Don’ts for SFC inspection interviews
4. Common inspection breaches
5. Typical inspection timetable
6. How to handle the opening meeting
7. Possible outcomes following the inspection 

Speakers:

Jane McBride, Partner, Deacons

181023 AIMA HK Seminar - SFC Inspections (Deacons)

Please note this session was originally a Fund Manager Briefing session. If you had previously registered for the FMB, please register again here.

This session is for Managers only.

Sponsored by: