AIMA invites you to our first manager roundtable of the year which aims provide an update on the contentious and non-contentious regulatory developments in Hong Kong.

The discuss will include the following topics:

• Senior Management Personal Accountability – SFC’s Disciplinary Action against Citigroup Global Markets Asia Limited
• Management of Conflicts of Interests – FCA’s Disciplinary Action against BlueCrest Capital Management (UK) LLP
• Implementation of the SFC’s Circular on Management and Disclosure of Climate-Related Risks by Fund Managers

Speakers:

• Kher Sheng Lee, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA
• Paul Li, Consultant, Simmons & Simmons
• Helen Fok, Consultant, Simmons & Simmons

This roundtable is open to fund managers only. if you meet this requirement and would like a copy of the replay and slides, please email here.