Hong Kong Fund Manager Briefing Session

Hong Kong

OTC Derivatives Regime - An update for Hedge Fund Managers

On 20 December 2017, the Securities and Futures Commission launched a two-month consultation on proposals to refine the over-the-counter (OTC) derivatives regime and to require licensed corporations to properly manage financial exposures to connected persons.

This training session is looking to cover the following:

  • Recap of the proposed licensing regime

  • Scope of clearing and notification obligations and financial resources requirements

  • SFC consultation paper of December 2017 on scope of OTC derivatives regime and proposed conduct requirements



Matt Feldmann - Partner

Francis Edwards - Partner

Rocky Mui - Senior Assoicate


PLEASE NOTE: This event is open to AIMA Manager Members only

Sponsored by: