AIMA Regulatory Deep Dive Programme - Canada

Canada Regulatory Deep Dive

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This event was due to take place on Monday 12 October but has been rescheduled for Wednesday 21 October.

This session will review recent developments within the Canadian regulatory landscape including an update on the implementation of client focused reforms as well as current proposals related to regulatory burden reduction and embedded commissions.

From a market perspective, the speaker will touch on trends in the Canadian investment fund sector including the recent launch of retail cryptocurrency funds, the rise of ESG funds and the impact of Covid-19 specifically as it relates to alternative strategies. 

Last, the speaker will also provide a short update on the status of reforms related to a single Canadian securities regulator – Cooperative Capital Markets Regulatory System.

AIMA Regulatory Deep Dive Programme

AIMA are hosting a programme of country-specific regulatory review sessions that cover the changes in the relevant country’s regulation and enforcement in the trailing six months and any pending or future country-specific developments that are anticipated in the next six months.

Each session will cover topics with respect to the country providing requirements, guidance, enforcement that affects solely asset managers that are established there. The sessions will be of interest to manager members who would be interested in that country because they:

  • Manage or sub-manage funds established in that country;
  • Market funds or portfolio management services in that country; or
  • Invest in issuers established in that country or traded in that country.

More information to come on this specific session.

Please click here to view the full progamme.

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