AIMA Webinar: Moving Forward: Likely SEC priorities post pandemic and what they mean for investment managers
Please join us for a timely webinar on the SEC’s likely priorities in reviewing fund managers’ business practices during the turbulent pandemic period. During the session, we will review areas likely to be of regulatory focus, such as the outcome of business continuity plans, trading activity in highly volatile names, valuation issues, disclosures about fund assets or capabilities during the period, and certainly any PPP borrowing. Deviations from standard practices will be of particular interest, irrespective of work environment and staffing complications.
Panelists will address specific scenarios and offer practical advice on what you can do now to prepare for this scrutiny, whether in the form of sweeps, exams, or subpoenas. Questions may be posed live or anonymously throughout the session.
Speakers:
- Benjamin Kozinn, Partner, Lowenstein Sandler LLP
- Christian Hildenbrand, COO, General Counsel & CCO, Deep Basin Capital LP
- Suzan Rose, Senior Adviser, Government and Regulatory Affairs, AIMA
To access the recording, you can click here
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