AIMA APAC invites you to join our our webinar on 13 December 2022.

At this session, we will discuss and examine the following issues in light of the recent arrival of the SFC's new Head of Enforcement:

• Latest update on Hong Kong Securities and Futures Commission (SFC)'s proposal for sweeping enforcement-related reforms, which would significantly impact the regulatory landscape in Hong Kong. If the proposals are adopted as drafted, firms and individuals will need to prepare themselves for more aggressive enforcement action and potentially greater financial consequences
• Recent SFC’s enforcement actions, including Trafalgar Capital (which involves wall-crossing and sounding-off issues) and ARCM / Billy Wong 
• Other survival tips and tricks, e.g., frequently overlooked Takeover Code provisions
• What do these all mean, and how firms and individuals can stay out of trouble

Final_APAC Webinar SFC Enforcement Updates.pdf

Replay can be found here. 

Speakers:

• Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA
• Jonathan D. Wong, Partner, Clifford Chance
• Philippa Allen, CEO, ComplianceAsia
• Hannah Cassidy, Partner, Asia Head of Financial Services Regulatory, Herbert Smith Freehills, Hong Kong