Robert Quinn

Robert Quinn is the managing director of Robert Quinn Consulting, an independent compliance consultancy founded in 2007. The firm specialises providing tailored advice to alternative asset managers on their FCA, SEC, CFTC and other U.S. regulatory obligations. We are proud to be one of the only consulting firm in London that is fluent in both FCA and U.S. regulation. We offer senior regulatory consultants with significant in-house experience so we understand your business requirements and can offer pragmatic, commercial advice that will help to build your business.

Robert is a U.S. attorney who has been in financial services since 1995. He began his regulatory career with Charles Schwab in San Francisco and has since provided bespoke compliance advice, in accordance with SEC and FINRA requirements, to a number of start up firms including investment banks, broker-dealers, investment advisers and a variety of asset managers. His comprehensive understanding of the industry allows him to focus on the regulation and potential conflicts of interest that apply specifically to fund managers.

Robert came to the UK in 2006 where he managed a team of consultants at one of the large consultancies. The lack of quality advice which integrated both UK and U.S. obligations led him to start his own firm.

Robert understands that compliance and regulatory advice are primarily a customer service role designed to help build a business. His focus is to provide practical solutions for the business while minimising regulatory risk and maximising the ability to raise assets.