Executive Director, SFC
Ms Lisa Chen is an Executive Director of the SFC with responsibility for the Legal Services Division, which is responsible for providing legal advice and assistance to other SFC divisions and departments, handling legislative work, conducting civil and criminal litigation, and defending judicial reviews. She was previously Senior Director of Enforcement and Deputy Chief Counsel in the Legal Services Division of the SFC.
Prior to joining the SFC, Ms Chen worked at the Hong Kong office of a leading international law firm. She regularly advised major financial institutions and corporations on regulatory and internal investigations and disciplinary and enforcement proceedings. She also advised on a broad range of litigation, including disputes arising from private and public securities offerings as well as derivatives and other structured products.