Maurya C. Keating

Associate Regional Director, U.S. Securities & Exchange Commission

Maurya joined the SEC’s Division of Examinations in 2018 as co-head of the NYRO Investment Adviser/Investment Company unit. She also served as co-acting Regional Director of NYRO from June 2022 to January 2023.

Before joining the SEC, she was a Lead Director and Associate General Counsel of AXA Equitable Life Insurance Company, and Investment Advisor Chief Compliance Officer and Chief Broker-Dealer Counsel of AXA Advisors, LLC.

Maurya received her JD from St. John’s University School of Law, and her BA and MA from The Catholic University of America.  She is admitted to practice law in New York state and federal courts, and is on the Roll of Solicitors of the Law Society of England & Wales.