Advanced Search

AIMA Summary - SEC Final Rule: Tick Sizes and Access Fee Caps

26 September 2024

Adopting Release Equities Other Markets Regulation ...

SEC adopts Tick Size and Access Fee Cap Changes

19 September 2024

Adopting Release Equities Other Markets Regulation ...

SEC adopts final rules for short sales and securities loans reporting, AIMA summaries

18 October 2023

Adopting Release Short Selling Americas

AIMA publishes high-level summary of SEC final private fund adviser rules

23 August 2023

Fees Expenses Private Funds ...

AIMA High-Level Summary of SEC Private Fund Adviser Rules

23 August 2023

Fees Expenses Private Funds ...

SEC adopts Form PF amendments

03 May 2023

Risk management Reporting Adopting Release ...

SEC Adopts Final Rules to Accelerate Most U.S. Trade Settlement to T+1, with May 28, 2024 Compliance Date

28 February 2023

Private Funds Adopting Release Settlement ...

SEC Amends Rule 10b5-1 Insider Trading Plans and Related Disclosures to Address Potential Abuses by Corporate Insiders

20 December 2022

Adopting Release Corporate Governance Global

DOL adopts final rule on ESG considerations for ERISA plans

29 November 2022

Adopting Release Americas