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Spotlight on UK Compliance

AIMA's spotlight on compliance includes a wide body of implentation guides and guidance. Each guide or piece of guidance relates to a specific new rule or set of rules and can be used by firms and their employees to assist them in with implementation.  

Final UK Rules

Expiry of SEC Hard-Dollar Payments for Research No-Action Letter

Compliance Date: July 3, 2023

UK Wholesale Markets Review

Compliance Date: Various

UK Climate-Related Financial Disclosure Regulations

Phase 2 Compliance Date: 30 June 2024

Pending Rules for UK Managers

FCA Sustainability Disclosure Requirements and Investment Labels

Estimated First Compliance Date Following the Effective Date: November 9, 2024

Limitations on Non-Compete Clauses in Employment Contracts

Compliance Date: Various

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