Transaction reporting for the buy-side: how to get it right
This event is now fully booked, if you would like to be added to the waitlist, please email [email protected]
With the introduction of MiFID II/ MiFIR in January 2018, many buy-side firms were caught by the Transaction Reporting rules for the first time. For many organisations, this is a challenging area of regulation.
Join us for this half-day course (split over 2 afternoon WebEx sessions of 2.30pm - 4.30pm) to help you understand the key implementation challenges associated with the rules, as well as practical guidance on how to report. By participating, you will gain an understanding of the purpose of transaction reporting, the key concepts and scenarios for buy side firms, field analysis and tips on how to build a robust Transaction Reporting Systems and Controls framework.
Who should attend
- Compliance, Operations, Internal Audit, Regulatory Reporting Project Managers and Business Analysts who have involvement in MiFIR transaction reporting
- Please note this course is only open to staff working at investment manager member firms