AIMA APAC Fund Manager Briefing Webinar: Review of Current U.S. Regulatory Requirements Relevant to Asia Managers 2025

Asia Pacific Virtual event US Developments Other Markets Regulation

AIMA APAC invites you to join our FMB webinar on 6 February 2025.

Notwithstanding the departure of Gary Gensler as Chairman of the U.S. Securities and Exchange Commission, there remain a large number of rules enacted during his tenure whose effective dates fall in 2025. Many are relevant to Asian fund managers, both by virtue of their investments into such companies and their having as clients US investors. The presentation will consider managers’ approach to these rules and potential impact of on-going litigation.

Please join us to discuss the following:

  • Reporting Regime for Short Sales and Positions
  • FinCEN Beneficial Ownership Reporting
  • Disclosure of Securities Lending
  • AML/CFT Rules for Registered Investment Advisors/Exempt Reporting Advisers
  • Recent EDGAR filing enforcement actions
  • Risk Alert relating to inspection criteria and examination priorities

Speakers:

  • Michael Bugel, Managing Director, Co-head of APAC, AIMA
  • Stuart Somer, Director, S2 Compliance Limited
  • Jovi Gan, Co-Founder & Advisor, Godwin Austen Advisory

 This session is open to fund managers and allocators only. Should you meet the requirement and would like a copy of the replay or slides, please email us here. 

Sponsored by: