AIMA APAC Webinar: SFC’s Consultation Conclusions on OTC Derivatives Licensing Regime

Singapore China Japan Hong Kong Australia

AIMA APAC invites you to join our webinar on 13 July 2020

Hong Kong’s Securities and Futures Commission (SFC) recently released consultation conclusions outlining responses from industry to the SFC's proposed refinements to the scope of regulated activities and competence requirements under the OTC derivatives licensing regime.

This webinar will examine the implications of the consultation conclusions for asset managers and for entities advising on or trading in OTC derivative instruments and offer a general update on the OTC derivatives licensing regime.

 

Panellists:

  • Philippa Allen, CEO, ComplianceAsia
  • Stuart Somer, Director, Complyport
  • Anne-Marie Godfrey, Partner, Akin Gump Strauss Hauer & Feld

Moderator:

  • Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA