AIMA APAC Webinar: Hong Kong Manager-In-Charge and Accountability Regimes Update

Hong Kong Singapore China Japan Australia Accountability and Conduct Manager-in-Charge

Senior management accountability has been high on the regulatory agenda for many years now, accelerated by the issues flowing from the 2007/2008 financial crisis. Hong Kong's own Manager-In-Charge regime was announced in 2016, and it has become firmly embedded within the regulatory framework.
This briefing will cover the SFC's first enforcement action involving a Manager-In Charge, and it will also guide participants through a number of practical tips to help ensure compliance with both the Hong Kong and Singapore senior management accountability regimes.
211208 HK MIC.pdf
A recording of this session is available for replay here.
Hannah Cassidy, Partner, Herbert Smith Freehills
Natalie Curtis, Partner, Herbert Smith Freehills

Tom Gorman, Executive Director, Goldman Sachs

Phillip Meyer, General Counsel, Chief Compliance Officer & Co-Chief Operating Officer, Oasis Management



Michael Bugel, Managing Director, Co-Head of APAC, AIMA