AIMA APAC Webinar: Shareholding Disclosure - The Challenges and How to Overcome Them
AIMA APAC invites you to join our webinar on 29 July 2020.
In this webinar we will discuss how firms can tactically and strategically cope with data challenges, why coding your own rules isn't the answer, and the power of what the compliance community can do vs. isolated work.
The discussion will be in the context of increasingly complex shareholding disclosure requirements and having to respond to almost instant regulatory changes. For example, due to the COVID-19 pandemic regulators such as ESMA reduced reporting thresholds under the EU SSR, whilst others banned all short selling activities altogether.
In this discussion, we will:
Look at what the shareholder disclosure requirements are, and why all financial institutions need to address them
The current approach: how much is manual vs. automated; the use of outside counsel and advisory services; and the software used to manage the process
Common pitfalls and mistakes seen in the industry and how COVID-19 has impacted compliance complexities.
Karl Schindler, Lead Regulatory Expert, FundApps
Ebbe Filt, Lead Solution Engineer, FundApps
Faye Sutherland, Head of Shareholding Disclosure, aosphere
Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA