AIMA Canada Regulatory Forum

Canada

To watch a replay of this webinar, please click here

Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include:

OSC Summary Report highlights
CFR sweep & Managing Conflicts
Bill 96 impact
T+1 implementation
TCR implementation working group highlights
Potential impact of SEC proposals to Canadian registrants
Exemptive relief highlights
OSC investment funds and structured product summary highlights
Digital Asset regulation
Upcoming regulatory priorities

Speakers:

Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
Bruno Vilone, Acting Director of Investment Products Oversight, Autorité des marchés financiers (Québec) (AMF)
Vera Nunes, Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)

Moderators: