AIMA Fund Manager Briefing: The First Year of SMCR - Turning Implementation into Business as Usual
If you would like to register for this session, please email [email protected]
Since December 2019, firms have faced a variety of challenges when operating and embedding the arrangements that they put in place to implement the SMCR. For example, firms have had to grapple with handling suspected misconduct, regulatory references requirements, fitness and propriety assessments, providing effective training to their staff, handling transitions between Senior Managers and advising their Senior Managers about 'reasonable steps'.
This session will provide attendees with an opportunity to hear from Allen & Overy about the key challenges that they have seen in the industry in this area, as well as how they have advised clients to overcome those challenges. Attendees will also have the opportunity to ask Allen & Overy questions and to discuss this topic with other attendees.
Please note this session is open to fund managers only.