This briefing is fully booked, please email [email protected] to join the waitlist

Please join Comsura & AIMA for this roundtable discussion on this year’s regulatory developments to date and their practical implications. Speakers will revisit familiar FCA themes, reflecting on their current priorities and latest insights. This session is designed to provide managers with practical guidance on what they should be doing in-house to meet FCA expectations. 

Discussion topics will include:

• Changes in paying for research and how managers can practically apply this.
• Conflicts of interest: a perennial area of focus for the FCA as highlighted in their recent review of smaller asset managers. What does good conflict management look like?
• The future for AIFMD: timelines and the direction of travel with wholesale changes expected.
• Market abuse: an area of continuing focus. What is important for firms to think about?
• What else can we expect this year?

Questions on any aspect of UK regulation are welcome, and we look forward to an engaging discussion around applying requirements in practice.

*This briefing is open to Fund Managers only, please email [email protected] for an invite code*

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