AIMA HK US SEC Roundtable

Hong Kong

Come hear first-hand from the United States SEC as AIMA hosts Raquel Fox.  Ms. Fox is the Director of the Office of International Affairs, which advises the SEC on cross-border enforcement and regulatory matters and coordinates the SEC’s involvement with non-US regulatory authorities. This session will adopt an informal small-group roundtable format.  

To facilitate richer discussions and better overall user experience, attendees will be curated. 

To register your interest, please email kkwan@aima.org and indicate the following: 
1.    If your firm is SEC registered
2.    An Exempt Foreign Adviser and/or file Form PF (quarterly/annual).

Your participation is confirmed after you have received a confirmation email.   

Please note this sessions is open to a niche group of audience and there is a limit on the attendees.

Sponsored by: