AIMA HK US SEC Roundtable
Come hear first-hand from the United States SEC as AIMA hosts Raquel Fox. Ms. Fox is the Director of the Office of International Affairs, which advises the SEC on cross-border enforcement and regulatory matters and coordinates the SEC’s involvement with non-US regulatory authorities. This session will adopt an informal small-group roundtable format.
To facilitate richer discussions and better overall user experience, attendees will be curated.
To register your interest, please email firstname.lastname@example.org and indicate the following:
1. If your firm is SEC registered
2. An Exempt Foreign Adviser and/or file Form PF (quarterly/annual).
Your participation is confirmed after you have received a confirmation email.
Please note this sessions is open to a niche group of audience and there is a limit on the attendees.