AIMA APAC Fund Manager Briefing Webinar: Compliance with SFC FRR and U.S. SEC Filings

Hong Kong Asia Pacific Virtual event Other Markets Regulation

AIMA invites you to join our Fund Manager Briefing on Tuesday 3 December, 2024.

Our expert speakers will delve into the intricate regulatory landscape. As the SFC emphasises stringent financial resources management and Financial Resources Rules (FRR) requirements, and the U.S. SEC intensifies its scrutiny on investment advisers entering the U.S. market, this webinar is a timely opportunity for SFC licensed firms, Exempt Reporting Advisers (ERAs), and Registered Investment Advisers (RIAs) to stay ahead of the curve.

Our session will include the following:       

  • Regulatory requirements
  • Identifying common pitfalls
  • Best practices for compliance
  • Expert insights         

Speakers:

  • Michael Bugel, Managing Director, Co-head of APAC, AIMA   
  • Clarissa Lam, Practice Lead, Hong Kong, Bovill Newgate
  • Portia Amato, Practice Lead, US, Bovill Newgate
  • Joanne Hui, Principal Consultant, Hong Kong, Bovill Newgate

Please note replay and slides are available. This session is open to fund managers and allocators only, if you meet this requirement, please email us here. 

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