AIMA invites you to join our breakfast briefing on Tuesday 18 July 2023.

This FMB will outline best practices by Hong Kong LCs, and how LCs can better manage a variety of critical and recently updated rules and expectations by the Hong Kong SFC, and in certain circumstances, the US regulators as well.

Our expert speakers will cover such topics and areas of interest by the regulators, as well as best practices, and the impact these themes may have on day-to-day operations, policy updates and real-world implications.

Areas of Focus:

• Recent BRMQ updates & important changes
• Expert networks; what are your peers doing and where do we go from here?
• SFC’s focus on individual accountability and expectations for ROs and MICs
• Upcoming impact of expected rule changes (global and local regulators), and the impact on Hong Kong fund managers

Host:

• Michael Bugel, Managing Director, Co-head of APAC, AIMA

Speakers:

• Aaron Weiss, Managing Director, Head of Asia Pacific , Financial Services Compliance and Regulation, Kroll
• Chloe Cheah, Vice President, Financial Services Compliance and Regulation, Kroll
• Sara Lee, Senior Associate, Financial Services Compliance and Regulation, Kroll

Please note these sessions are open to managers only. 

Regsitration is now closed, if you have further inquries, please email here. 

Sponsored by: