AIMA Regulatory Deep Dive Programme - UK

UK

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AIMA are hosting a programme of country-specific regulatory review sessions that cover the changes in the relevant country’s regulation and enforcement in the trailing six months and any pending or future country- specific developments that are anticipated in the next six months. 

This session will cover the following topics:

- Focus on non-UK based managers selling products and services into the UK –  Recent changes in UK NPPR and looking ahead to Brexit/ TPR and summary of where we are with the Overseas Funds Regime/ the upcoming cross border marketing of funds directive and regulation

- Market interaction, particularly in light of C19 - Regulatory support to trading venues and market participants – no shorting and enhanced disclosure

- Stewardship code – cover off the new code and what impact this has, if any, on overseas managers

- Tax round-up – recent tax changes which overseas managers should be mindful of

- Enforcement trends – overview of current FCA enforcement trends


Please click here to view the other sessions of the progamme.

To register for this session, please email events@aima.org.

Click here to download the slides.

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