Please join members of AIMA’s market regulation team for a 30-minute update call on current initiatives, including:

• SMCR implementation
• Responsible investing
• Market data
• SEC registration issues (in light of GDPR)
• Diversity and inclusion
• Department of Work and Pensions Consultation on DC pensions and illiquid investments
• Current compliance challenges: Brexit; SFTR; FCA competition law action; RTS 28 reports; transaction reporting error correction

A recording of the call can be found here.