AIMA Update Call for Members: Market Regulation


Please join members of AIMA’s market regulation team for a 30-minute update call on current initiatives, including:

  • SMCR implementation
  • Responsible investing
  • Market data
  • SEC registration issues (in light of GDPR)
  • Diversity and inclusion
  • Department of Work and Pensions Consultation on DC pensions and illiquid investments
  • Current compliance challenges: Brexit; SFTR; FCA competition law action; RTS 28 reports; transaction reporting error correction

A recording of the call can be found here