AIMA Update Call for Members: Market Regulation
Please join members of AIMA’s market regulation team for a 30-minute update call on current initiatives, including:
- SMCR implementation
- Responsible investing
- Market data
- SEC registration issues (in light of GDPR)
- Diversity and inclusion
- Department of Work and Pensions Consultation on DC pensions and illiquid investments
- Current compliance challenges: Brexit; SFTR; FCA competition law action; RTS 28 reports; transaction reporting error correction
A recording of the call can be found here.