Leverage, Liquidity & Regulatory Guidance for Canadian Markets & Funds


Global regulatory developments for investment management companies are focused on defining and monitoring of leverage and liquidity risks. Alternative mutual funds are mutual funds whose investment objectives permit investment in physical commodities or specified derivatives, or, borrow cash or engage in short selling in a manner not typically permitted for other mutual funds.


We shall discuss these new products in the context of the global regulatory focus and the Canadian regulation including:


  • Interpretations and challenges with regulatory guidance in Canada
  • Market and fund liquidity and fund leverage


  • Roderick Fisher, Managing Director Risk Solutions, State Street
  • Norbert Knutel, Partner, Blakes

Listen to the recording, Click Here

April 24- Webinar Slide Deck.pdf


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