Compliance Training for Anti-Money Laundering and Anti-Terrorist Financing - Canada
FINTRAC requires exempt market dealers and portfolio managers to provide training to their employees on an annual basis, and this training session is designed to meet that regulatory expectation.
Chris Tooley of BLG Beyond AUM Law will provide insight into the current auditing practices of FINTRAC, discuss recent developments relating to money laundering and terrorist financing in Canada and provide training relating to a registered firm’s obligations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act.
Speaker:
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Chris Tooley, Senior Legal Counsel, BLG Beyond AUM Law