APAC Webinar: Singapore Guidelines on Individual Accountability and Conduct Implementation
With effect from 10 September 2021, all financial institutions regulated by the Monetary of Authority of Singapore (unless excepted) should implement appropriate policies and processes to achieve five accountability and conduct outcomes set out in the MAS Guidelines on Individual Accountability and Conduct issued on 10 September 2020.
AIMA has produced a flyer summarising the five outcomes and specific guidance underpinning each to help members comply. In this webinar, the speakers will cover:
AIMA has produced a flyer summarising the five outcomes and specific guidance underpinning each to help members comply. In this webinar, the speakers will cover:
- The IAC regime and action steps
- What to expect once the regime comes into effect
- A manager’s perspective
The speakers will be taking questions from the audience during the webinar, and are also encouraging members to pre-submit questions or concerns they would like to be covered. Please send any questions to Gennifer by 28 May.
Key features of IAC Guidelines.pdf
210601 SG GIAC Implementation.pdf
A recording is available for replay here.
Speakers:
Jason Eng, General Counsel & Chief Compliance Officer, Dymon Asia Capital
Pierre Santolini, Director, Financial Services Consulting – Risk, EY
Natalie Curtis, Partner, Herbert Smith Freehills LLP
Moderator:
Kher Sheng Lee, Managing Director, Co-Head of APAC and Deputy Global Head of Government Affairs, AIMA