FINTRAC requires exempt market dealers and portfolio managers to provide training to their employees on at least an annual basis, and this training session is designed to meet that regulatory expectation.

Chris Tooley of Borden Ladner Gervais LLP will provide insight into the current auditing practices of FINTRAC, discuss recent developments relating to money laundering and terrorist financing in Canada and provide training relating to a registered firm’s obligations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act.

Speaker:

• Chris Tooley, Legal Counsel, Borden Ladner Gervais LLP

Chris Tooley

Senior Legal Counsel, BLG