Dechert will provide an update on recent SM&CR regulatory developments, including the FCA's Phase 1 reforms, before moving into an interactive discussion of practical scenarios that continue to generate challenges and questions for firms. The session will explore areas including Conduct Rules breaches and reporting obligations, fitness and propriety assessments and regulatory references. Please note that the workshop will be focused on SM&CR Core firms.

Please note this session is open to managers members only and if you are interested in attending, then please contact Aniqah Rao via [email protected]

Sponsored by: