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Hear directly from select independent IIROC dealers on their current internal processes with respect to fund approvals, platform access and initial/ongoing fund due diligence for hedge funds, private credit funds and liquid alternatives. Key topics will include:

• Trends in alternative fund flows & ESG fund flows
• New fund approval process for platform access and differences for new/existing managers and by asset class/strategy
• Expectations for initial/ongoing due diligence materials at head office and at advisor level
• Alternative allocation limits and differences for discretionary advisors or SMA/UMA platforms
• Risk rating process for alternative funds
• Recommended list status for alternative funds
• Internal proficiency requirements re: alternative funds?
• Advice for managers to best engage with IIROC dealers and support their advisors

Speakers:

• Mike Locke, Vice-President, Product Solutions, Wellington-Altus Private Wealth Inc.

• Romain Marguet, Director & Head of Alternative Investments, Richardson Wealth