Understanding the FCA's first competition law action against asset managers


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This session will cover the FCA’s first competition law enforcement action, taken against three asset managers.  The session will highlight the key aspects of the case and its implications for assets managers and practical tips on how to ensure competition law compliance.

The goal of the session is to provide participants the knowledge and insight necessary to ensure that their own firms’ controls reflect legal requirements and regulatory expectations, reducing regulatory risk in the context of competition law (UK and EU).

Who should attend?

  • Staff in legal, compliance and operations at any level of seniority
  • Staff in trading and investment functions at any level of seniority

Please see below for a full overview of the session.