AIMA Fund Manager Briefing: Managing legal risk

UK Risk management

To watch the playback from this webinar, click here. 

Legal risk arises in a number of areas, some less apparent than others. In this discussion we will identify the key legal and potential litigation risks for fund managers and their funds and provide guidance on managing those risks.

Speakers will discuss:

  • Contractual documents:  “know your agreement” - key clauses and interpretation issues
  • Privilege and maintaining it
  • Statutory rights of action
  • Regulatory breaches
  • Data breaches
  • Misrepresentation
  • Disclosure of confidential information
  • Actions of employees and third parties


  • Simon Firth, Partner, Investment Management, Arnold & Porter
  • Charlotte Mallorie, Counsel, Commercial Litigation, Arnold & Porter

If you would like to attend please email [email protected]

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