FCA Enforcement Division's priorities focus on the fund management sector

UK Senior Managers Regime Market Abuse and Enforcement

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The FCA Enforcement Division's priorities and focus on the fund management sector: Key-note speech and roundtable discussion with the FCA Director of Enforcement, Mark Steward.

Please join us to hear about the FCA Enforcement Division's priorities and focus on the fund management sector. 

We are delighted to welcome the FCA Director of Enforcement, Mark Steward, who will deliver the keynote speech. This will be followed by a round table discussion on key enforcement-related topics with Mark Steward and speakers from AIMA and Baker McKenzie.

At this event, you will have the opportunity to hear directly from the FCA Director of Enforcement about the key areas of enforcement focus, as well as hearing about their expectations on a number of key areas of interest.

Speakers:

  • Mark Steward, Director of Enforcement, FCA
  • Adam Jacobs-Dean, Managing Director, Global Head of Markets, Governance and Innovation, AIMA
  • Philip Annett, Partner, Baker McKenzie
  • Caitlin McErlane, Partner, Baker McKenzie
  • Mark Simpson, Partner, Baker McKenzie
  • Marc Thorley, Partner, Baker McKenzie

 

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