UK Back to Basics Series - Non-Work Emails, Chat Groups and Social Media - Off Channel Communications
Social media is ever-present in our lives and in our work. AIMA and Osborne Clarke invite you to explore the regulatory risks associated with non-work emails, messaging apps, chat groups, and social media, and how firms can strengthen oversight and controls. We will discuss:
- How to comply with the FCA’s rules in a proportionate way
- The record keeping obligations firms need to meet for all forms of communications
- Lessons from the FCA’s multi-firm review into off-channel communications
Speakers
- Chris Ratcliffe, Partner, UK, Osborne Clarke
- Victoria Parry, Partner, Advisory Practice Group Head, UK, Osborne Clarke
- James Hopegood, Director, Asset Management Regulation, AIMA
Sponsored by:
