Hong Kong Fund Manager Briefing: SFC Inspections – What to Expect and Recent Trends
AIMA invites you to join our Fund Manager Briefing on Tuesday 28 November, 2023.
Routine and thematic inspections continue to be a key tool by which the SFC assesses and monitors licensed firms. As the regulations evolve, we see inspection focus topics shifting over time.
This session will include the following:
- How to prepare for an inspection
- What to expect
- Recent trends and themes
- Clarissa Lam, Head of Hong Kong, Bovill
- Joanne Hui, Principal Consultant, Bovill
- Michael Bugel, Managing Director, Co-head of APAC, AIMA