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On Monday 27th November the FCA published Investment Firms Prudential Regime (IFPR) implementation observations: quantifying threshold requirements and managing financial resources – concluding report. This is the second and final report on its multi-firm review on the implementation of IFPR. This supports its commitment to reduce and prevent serious harm. 

The FCA will provide a summary of the publication during the first half of the session followed by a Q and A session, with questions from AIMA members sent to FCA in advance. The FCA is also keen to hear from the members their observations on IFPR more generally.

Speakers:

• Michael Lusterio, Prudential Risk Specialist, Financial Conduct Authority
• Karishma Parmar, Prudential Risk Manager, Financial Conduct Authority
• Simon Peters, Prudential Risk Manager, Financial Conduct Authority
• Bernadette Tamayo, Prudential Risk Specialist, Financial Conduct Authority

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