Becoming a CMSL Holder – Meeting MAS’ Expectations

MAS expects fund managers to meet their compliance obligations in a way which is fit-for-purpose and risk-based. But what does this mean practically for hedge and alternative investment managers that are transitioning from being a RFMC to a CMSL holder?

This session, conducted by Bovill, will run through the requirements that fund managers are subject to, and explore the adjustments that fund managers looking to upgrade to CMSL may need to make to their compliance framework to keep MAS happy. The session will include real life examples so that managers will know what to expect from the CMSL application process, and benchmark their processes with those of their peers.

This session is suitable for CEOs, COOs and other individuals responsible for Compliance from RFMCs that are considering becoming, or have recently become, CMSL holders. Those from larger FMCs who would like a recap of the MAS requirements are also welcome to join.

Speaker:

Billie-Jo Dixon, Managing Consultant, Bovill Asia

Please note these sessions are open to managers only and there is a limit on the number of attendees per firm. To register, please email [email protected]. 

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