Managing market abuse in the new norm
The focus on market abuse is showing no sign of letting up. And as markets have evolved, regulators are keeping pace, growing their capabilities to detect more complex abusive behaviours, such as spoofing, layering and cornering.
Fines continue to be issued for market abuse offences, and so do fines for control failings, even in cases where no marker abuse was discovered.
After an unprecedented year has anything changed in terms of the regulators' expectations? Are you still on top of your market abuse risks?
In this webinar we look at recent cases and communications, and unpick what you need to know. This session will cover:
- an overview of recent market abuse cases
- lessons learned from recent FCA supervisory work
- responding to the most recent FCA Marketwatch publications