November Fund Manager Training - Hong Kong

Hong Kong

Recent SFC Guidance for Type 9 Asset Managers


This session will summarise all the guidance that the SFC has provided by way of circulars to the industry this year, which is relevant to both hedge fund managers and PE managers.


In particular, the session will focus on the SFC’s observations arising out of its recent thematic reviews of asset managers’ investment and trading practices.





Jane McBride

Partner, Financial Services


Jeremy Lam

Partner, Financial Services


A copy of the presentation can be viewed below:

Deacons- AIMA manager training on 7 December 2017.pdf


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