Practical application of market abuse rules
THIS SESSION IS NOW FULLY SUBSCRIBED
This session will cover the practical application of the EU Market Abuse Regulation in the context of equities and FICC trading, focusing on the UK. The session will highlight typical challenges that firms encounter when applying the rules and will also consider the way in which the UK’s regime has changed since the implementation of MAR. The session will also feature a review of recent FCA enforcement trends and will consider what we are likely to see in 2019 and beyond.
The goal of the session is provide participants with the knowledge and insight necessary to ensure that their own firms’ controls reflect legal requirements and regulatory expectations, reducing regulatory risk.
Who should attend?
- Staff in legal, compliance and operations at any level of seniority
- Staff in trading functions at any level of seniority
Please see below for a full overview of the session.